-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AwXdZi290FC4YXCBYgmlUSGES+5/mPnt1pzWYe4wNt925R61IVAXx5l4f2oVI61U UhPemKFkIlEZDQAyYbo2tg== 0000890566-96-000106.txt : 19960216 0000890566-96-000106.hdr.sgml : 19960216 ACCESSION NUMBER: 0000890566-96-000106 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960214 SROS: AMEX SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: IMPERIAL HOLLY CORP CENTRAL INDEX KEY: 0000831327 STANDARD INDUSTRIAL CLASSIFICATION: SUGAR & CONFECTIONERY PRODUCTS [2060] IRS NUMBER: 740704500 STATE OF INCORPORATION: TX FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-39663 FILM NUMBER: 96519460 BUSINESS ADDRESS: STREET 1: ONE IMPERIAL SQ STE 200 STREET 2: P O BOX 9 CITY: SUGAR LAND STATE: TX ZIP: 77487 BUSINESS PHONE: 7134919181 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL SUGAR CO /TX/ DATE OF NAME CHANGE: 19880606 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KEMPNER I H III CENTRAL INDEX KEY: 0000937806 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O IMPERIAL HOLLY CORP. STREET 2: PO BOX 9 CITY: SUGAR LAND STATE: TX ZIP: 774870009 BUSINESS PHONE: 7134909793 SC 13G/A 1 STATEMENT OF BENEFICIAL OWNERSHIP OMB APPROVAL OMB Number: 3235-0145 Expires: October 31, 1994 Estimated average burden hours of response...14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) IMPERIAL HOLLY CORPORATION (Name of Issuer) COMMON STOCK, Without Par Value (Title of Class of Securities) 452835101 -------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1745 (2/92 Page 1 of 4 pages CUSIP No. 452835101 13G Page 2 of 4 Pages 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON I. H. KEMPNER, III SOCIAL SECURITY ####-##-#### 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) X 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES NUMBER OF 5 SOLE VOTING POWER SHARES 157,617 (See Note 1 on Page 4) BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 332,363 (See Note 2 on Page 4) EACH 7 SOLE DISPOSITIVE POWER REPORTING 177,289 (See Note 3 on Page 4) PERSON 8 SHARED DISPOSITIVE POWER WITH 332,363 (See Note 4 on Page 4) 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 579,577 (See Notes 3, 4 and 5 on Page 4) 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.6% 12 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 4 Pages Page 3 of 4 Pages Item 1(a) NAME OF ISSUER: Imperial Holly Corporation Item 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: One Imperial Square, Suite 200, P. O. Box 9, Sugar Land, Texas 77487-0009 Item 2(a) NAME OF PERSON FILING: I. H. Kempner, III Item 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE: Office: One Imperial Square, 8016 Highway 90-A, Suite 200 Sugar Land, Texas 77478 Item 2(c) CITIZENSHIP: United States Item 2(d) TITLE AND CLASS OF SECURITIES: Common Stock, without par value, of Imperial Holly Corporation, a Texas Corporation Item 2(e) CUSIP NUMBER: 452835101 Item 3 Not Applicable Item 4 OWNERSHIP: (a) Amount Beneficially Owned: 579,577 (See Notes 3, 4 and 5) (b) Percent of Class: 5.6% (c) Number of shares as to which Mr. Kempner has: (i) sole power to vote or to direct the vote - 157,617 (See Note 1) (ii) shared power to vote or to direct the vote - 332,363 (See Note 2) (iii) sole power to dispose or to direct the disposition of - 177,289 (See Note 3) (iv) shared power to dispose of or to direct the disposition of - 332,363 (See Note 4) Item 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not Applicable Item 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not Applicable Page 4 of 4 Pages Item 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not Applicable Item 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not Applicable Item 9 NOTICE OF DISSOLUTION OF GROUP: Not Applicable Item 10 CERTIFICATION: Not Applicable NOTES TO ITEM 4: OWNERSHIP. Note 1: The shares for which I have sole voting power consist of 145,233 shares are registered in my name individually and 12,384 shares which are held by the Imperial Holly Corporation Employee Stock Ownership Plan and which are fully vested. Note 2: The shares for which I have shared power to vote consist of 332,363 owned by the H. Kempner Trust Association, a trust association, of which I am one of five trustees. Note 3: The shares for which I have sole dispositive power consist of those in Note 1, plus 19,672 for the benefit of my four children over which I have a general power of attorney. I disclaim any economic interest in the shares held for my children. Note 4: The shares for which I have shared dispositive power consist of 332,363 owned by the H. Kempner Trust Association, a trust association, of which I am one of five trustees. Note 5: Includes 69,925 shares purchasable upon exercise of employee stock options. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true and correct. Date: ______________________________________________ Signature: ______________________________________________ Name/Title: ______________________________________________ -----END PRIVACY-ENHANCED MESSAGE-----